SFC Licences of LAI Tsz Ming 黎子銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 | RE | 4 | 17 January 2024 | |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 17 January 2024 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 04 September 2017 | 11 December 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 04 September 2017 | 11 December 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 04 September 2017 | 11 December 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 June 2015 | 27 November 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 November 2014 | 27 November 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 September 2009 | 29 September 2009 |