SFC Licences of RAW Catherine Philippa

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 05 September 2013 14 September 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 05 September 2013 14 September 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 05 September 2013 14 September 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 05 September 2013 14 September 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 22 March 2012 22 April 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 22 March 2012 22 April 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 20 July 2011 20 August 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 23 July 2010 23 August 2010
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 15 September 2009 15 October 2009