SFC Licences of YEUNG Tak Wah 楊德華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	9	09 January 2024
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RO	4	09 January 2024
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RE	9	27 October 2023	09 January 2024
Sky Wealth Asset Management Company Limited 天富資產管理有限公司	RE	4	27 October 2023	09 January 2024
Frontier Capital Management Limited 方達資本管理有限公司	RO	9	19 May 2023	20 October 2023
Frontier Capital Management Limited 方達資本管理有限公司	RO	1	19 May 2023	20 October 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	12 April 2023	20 October 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	12 April 2023	19 May 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	12 April 2023	19 May 2023
Conrad Investment Services Limited	RO	9	27 July 2021	17 March 2023
Conrad Investment Services Limited	RO	4	27 July 2021	17 March 2023
Conrad Investment Services Limited	RO	1	27 July 2021	17 March 2023
Conrad Investment Services Limited	RE	9	02 June 2021	27 July 2021
Conrad Investment Services Limited	RE	4	02 June 2021	27 July 2021
Conrad Investment Services Limited	RE	1	02 June 2021	27 July 2021
Quester Capital Asset Management Limited 群思德資產管理有限公司	RO	9	18 February 2021	31 May 2021
Quester Capital Asset Management Limited 群思德資產管理有限公司	RO	4	18 February 2021	31 May 2021
Elstone Securities Limited 千里碩證券有限公司	RO	4	02 July 2020	31 May 2021
Elstone Securities Limited 千里碩證券有限公司	RO	1	02 July 2020	31 May 2021
Conrad Investment Services Limited	RO	4	21 December 2018	29 May 2020
Conrad Investment Services Limited	RO	1	18 September 2018	29 May 2020
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司	RO	4	01 December 2017	18 July 2018
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司	RO	1	21 February 2017	18 July 2018
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司	RE	4	09 January 2017	01 December 2017
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司	RE	1	04 April 2014	21 February 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	25 July 2011	30 March 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	25 July 2011	30 March 2014
East Asia Futures Limited 東亞期貨有限公司	RE	2	15 February 2011	22 July 2011
East Asia Securities Company Limited 東亞證券有限公司	RE	1	15 February 2011	22 July 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	07 September 2009	10 November 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	07 September 2009	10 November 2010