SFC Licences of CHEN Yin Yuan 陳寅元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 19 May 2010 | 31 May 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 19 May 2010 | 31 May 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 19 May 2010 | 31 May 2011 |