SFC Licences of LUI Chai Yan 呂濟仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 23 December 2016 | 05 August 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 10 September 2015 | 14 December 2016 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 07 November 2012 | 30 August 2015 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 18 September 2012 | 30 August 2015 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 September 2012 | 30 August 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 26 April 2010 | 01 July 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 September 2009 | 01 July 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 September 2009 | 01 July 2012 |