SFC Licences of YAO Kai 姚凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 | RO | 9 | 22 November 2023 | |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 | RO | 4 | 22 November 2023 | |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 | RE | 9 | 09 October 2020 | 22 November 2023 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 | RE | 4 | 09 October 2020 | 22 November 2023 |
| HSZ (Hong Kong) Limited | RE | 9 | 29 May 2014 | 31 January 2020 |
| HSZ (Hong Kong) Limited | RE | 4 | 29 May 2014 | 31 January 2020 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 09 October 2009 | 18 June 2010 |