SFC Licences of LING Vey Sern
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 15 July 2013 | 11 August 2017 |
| UBS Securities Asia Limited | RE | 4 | 28 September 2009 | 24 May 2013 |