SFC Licences of POON Ka Wing 潘家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 12 February 2020 | |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 5 | 26 October 2017 | |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 26 October 2017 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 26 October 2017 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 October 2017 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 08 May 2013 | 22 October 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 26 June 2012 | 22 October 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | 22 October 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 07 September 2010 | 04 December 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 07 September 2010 | 04 December 2015 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 September 2009 | 17 July 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 September 2009 | 17 July 2010 |