SFC Licences of POON Ka Wing 潘家榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 12 February 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 26 October 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 26 October 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 5 26 October 2017
Fulbright Securities Limited 富昌證券有限公司 RE 4 26 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 08 May 2013 22 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 26 June 2012 22 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 26 June 2012 22 October 2017
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 07 September 2010 04 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 07 September 2010 04 December 2015
China Tonghai Securities Limited 中國通海證券有限公司 RE 2 16 September 2009 17 July 2010
China Tonghai Securities Limited 中國通海證券有限公司 RE 1 16 September 2009 17 July 2010