SFC Licences of WU Yi Shun, Josephine 胡懿淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 9 | 28 May 2019 | 14 November 2019 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 4 | 28 May 2019 | 14 November 2019 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 15 March 2019 | 28 May 2019 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 | RO | 9 | 12 February 2015 | 30 November 2018 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 | RE | 9 | 30 September 2014 | 12 February 2015 |
| Robeco Hong Kong Limited | RE | 9 | 07 June 2011 | 01 May 2014 |
| Robeco Hong Kong Limited | RE | 4 | 07 June 2011 | 01 May 2014 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 9 | 16 December 2009 | 26 May 2011 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 6 | 16 December 2009 | 26 May 2011 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 4 | 16 December 2009 | 26 May 2011 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 1 | 22 October 2009 | 26 May 2011 |