SFC Licences of CHAN Raymond Siu Lun 陳肇倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 4 04 January 2021
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 1 04 January 2021
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 1 18 November 2020 04 January 2021
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 4 04 November 2020 04 January 2021
East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 RO 9 03 July 2020 14 August 2020
East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 RO 4 03 July 2020 14 August 2020
East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 RE 9 15 August 2019 03 July 2020
East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 RE 4 15 August 2019 03 July 2020
Bali Securities Co. Limited 百達利證券有限公司 RO 1 14 April 2015 18 March 2020
Bali Securities Co. Limited 百達利證券有限公司 RE 1 17 January 2011 14 April 2015
All Options Hong Kong Limited RE 2 23 September 2009 31 December 2010
All Options Hong Kong Limited RE 1 23 September 2009 31 December 2010