SFC Licences of LI Kim Ho 李劍豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 21 December 2009 | 23 September 2014 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 November 2009 | 23 September 2014 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 16 October 2009 | 27 October 2009 |