SFC Licences of GUPTA Ashutosh 阿瑟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Albourne Partners (Asia) Limited | RO | 4 | 11 April 2023 | |
| Albourne Partners (Asia) Limited | RE | 4 | 11 January 2022 | 11 April 2023 |
| Ascender Capital Limited 升騰資本有限公司 | RE | 9 | 04 June 2018 | 30 September 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 December 2011 | 20 December 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 December 2011 | 20 December 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 December 2011 | 20 December 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 24 September 2009 | 15 September 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 24 September 2009 | 15 September 2011 |