SFC Licences of KIM Chanel Siu Wai 金小慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 13 June 2011 | 14 January 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 13 June 2011 | 14 January 2013 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 15 October 2009 | 19 February 2010 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 15 October 2009 | 19 February 2010 |