SFC Licences of YE Liuxin 葉柳鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 23 April 2015 | 01 October 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 11 August 2014 | 01 October 2015 |
| orientiert XYZ Securities Limited | RE | 9 | 02 August 2013 | 01 June 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 25 September 2012 | 01 June 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 27 June 2012 | 12 September 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 12 September 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 21 October 2011 | 12 September 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 October 2009 | 12 September 2012 |