SFC Licences of SHUM Yiu Fai 沈耀輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 | RO | 1 | 24 May 2017 | 31 July 2021 |
| Promising Securities Company Limited 昌盛證券有限公司 | RE | 1 | 27 February 2017 | 24 May 2017 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 20 October 2009 | 29 February 2016 |