SFC Licences of NISHI Katsuhiro

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Point72 Hong Kong Limited RE 9 11 January 2012
Morgan Stanley Hong Kong Securities Limited RE 2 21 March 2011 19 December 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 March 2011 19 December 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2009 09 October 2009