SFC Licences of WANG Cong 王聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 30 March 2012 | 19 December 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 March 2012 | 19 December 2022 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 07 June 2011 | 30 December 2011 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 02 October 2009 | 23 May 2011 |