SFC Licences of KWAN Yuk Yee 關玉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 24 June 2015 | 31 August 2015 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 24 June 2015 | 31 August 2015 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 27 May 2010 | 29 May 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 October 2009 | 11 May 2010 |