SFC Licences of LAU Cheuk Ki 劉卓其
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 12 March 2015 | 01 November 2019 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 27 July 2012 | 01 November 2019 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 23 March 2012 | 01 November 2019 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 23 March 2012 | 01 November 2019 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 23 March 2012 | 22 January 2013 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 09 October 2009 | 22 June 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 09 October 2009 | 22 June 2011 |