SFC Licences of FUNG Nim Yan 馮念茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 28 October 2016 | 29 December 2016 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 27 November 2014 | 20 May 2016 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 4 | 22 August 2014 | 20 May 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 22 February 2013 | 04 July 2014 |
| orientiert XYZ Securities Limited | RE | 4 | 20 November 2009 | 04 July 2014 |