SFC Licences of TSUI Chi Ping, Ken 崔治平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 19 February 2013 | 29 November 2014 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 18 June 2012 | 29 November 2014 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 22 October 2009 | 27 March 2010 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 22 October 2009 | 27 March 2010 |