SFC Licences of YAU Chi Wai 邱志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 | RO | 6 | 22 June 2020 | 28 February 2024 |
| Pulun International Capital Limited 普倫國際融資有限公司 | RE | 6 | 05 May 2020 | 22 June 2020 |
| RaffAello Capital Limited | RO | 6 | 03 August 2015 | 25 February 2020 |
| RaffAello Capital Limited | RE | 6 | 17 June 2015 | 03 August 2015 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RO | 6 | 04 February 2015 | 14 June 2015 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 02 October 2013 | 14 June 2015 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 02 October 2013 | 04 February 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 03 November 2009 | 22 September 2013 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 03 November 2009 | 22 September 2013 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 03 November 2009 | 22 September 2013 |