SFC Licences of NING Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 September 2010 | 25 March 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 17 September 2010 | 25 March 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 October 2009 | 16 August 2010 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 29 October 2009 | 16 August 2010 |