SFC Licences of TAM Yuen Lam, Angela 譚菀霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 9 | 14 November 2023 | 14 January 2024 |
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 4 | 14 November 2023 | 14 January 2024 |
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RO | 9 | 14 November 2023 | 14 January 2024 |
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RO | 4 | 14 November 2023 | 14 January 2024 |
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RE | 1 | 14 November 2023 | 14 January 2024 |
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 9 | 29 January 2019 | 14 November 2023 |
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 4 | 29 January 2019 | 14 November 2023 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 6 | 17 November 2009 | 05 August 2011 |