SFC Licences of WONG Cheuk Lam 黃卓霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 September 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 June 2014 | 28 September 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 June 2014 | 02 October 2017 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 06 September 2010 | 01 June 2014 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 September 2010 | 01 June 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 January 2010 | 28 August 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 October 2009 | 28 August 2010 |