SFC Licences of LAU Hon Hing 劉漢興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 25 October 2010 | 20 January 2011 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 12 April 2010 | 20 January 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 29 October 2009 | 20 January 2011 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 29 October 2009 | 20 January 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 October 2009 | 20 January 2011 |