SFC Licences of SOHN Charles Chongho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 08 March 2016 | 30 November 2018 |
ICAP Equities Asia Limited | RE | 1 | 01 April 2011 | 05 June 2015 |
GFI (HK) Securities L.L.C. | RE | 1 | 27 October 2009 | 14 February 2011 |