SFC Licences of CHAN Cheong Yip, Arnold 陳昌業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Stockwell Securities Limited 常滙證券有限公司 | RO | 2 | 01 July 2022 | |
Stockwell Securities Limited 常滙證券有限公司 | RO | 1 | 01 July 2022 | |
Stockwell Securities Limited 常匯證券有限公司 | RO | 1 | 15 January 2019 | 30 June 2022 |
Stockwell Commodities Limited 常匯商品期貨有限公司 | RO | 2 | 06 April 2017 | 30 June 2022 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 12 March 2012 | 15 January 2019 |
Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 29 December 2011 | 06 April 2017 |
New Trend Futures Limited 創新期貨有限公司 | RE | 2 | 04 December 2009 | 16 December 2011 |