SFC Licences of CHAN Wai Kit 陳偉杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 03 October 2011 | 31 August 2018 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 3 | 28 January 2011 | 16 June 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 13 May 2010 | 16 January 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 13 May 2010 | 16 January 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 13 May 2010 | 16 January 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 04 January 2010 | 03 March 2010 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 November 2009 | 03 March 2010 |