SFC Licences of YAO Jiang 姚疆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 | RE | 9 | 22 February 2011 | 31 March 2013 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 10 November 2009 | 13 November 2010 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 10 November 2009 | 13 November 2010 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 10 November 2009 | 13 November 2010 |