SFC Licences of RICHARDSON Peter George Lister

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 March 2011 31 January 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 January 2011 01 February 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 July 2010 19 July 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 November 2009 22 November 2009