SFC Licences of TSE Tsz Kit 謝子杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 9 03 August 2023 18 February 2024
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 4 03 August 2023 18 February 2024
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 RO 9 23 February 2022 30 June 2023
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 RO 4 23 February 2022 30 June 2023
XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 RO 1 23 February 2022 30 June 2023
ZH Securities Limited 中昊証券有限公司 RO 9 04 February 2020 31 May 2021
ZH Securities Limited 中昊証券有限公司 RO 4 04 February 2020 31 May 2021
ZH Securities Limited 中昊証券有限公司 RO 1 04 February 2020 31 May 2021
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 9 13 June 2019 30 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 4 13 June 2019 30 October 2019
Parchment Investment Limited 帕加馬（香港）投資有限公司 RE 1 13 June 2019 30 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RE 9 06 May 2019 13 June 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RE 4 06 May 2019 13 June 2019
Lightcone Asset Management Limited 仁博資產管理有限公司 RO 9 31 October 2017 31 March 2019
Lightcone Asset Management Limited 仁博資產管理有限公司 RO 4 31 October 2017 31 March 2019
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 9 26 November 2015 30 September 2017
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 4 26 November 2015 30 September 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 24 September 2013 03 December 2015
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RE 9 13 January 2012 26 November 2015
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 17 March 2010 03 December 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 17 March 2010 03 December 2015
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 19 January 2010 09 March 2010
Prudential Brokerage Limited 信誠證券有限公司 RE 1 17 November 2009 09 March 2010