SFC Licences of LEE Ming-min 李明敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blackwell Global Securities Limited 博威環球證劵有限公司 | RE | 1 | 06 February 2018 | |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 06 May 2015 | 19 August 2015 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 17 March 2014 | 03 November 2014 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 17 March 2014 | 03 November 2014 |
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 15 March 2010 | 30 June 2011 |
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 | RE | 4 | 22 December 2009 | 15 June 2012 |