SFC Licences of LEE Ming-min 李明敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Blackwell Global Securities Limited 博威環球證劵有限公司 RE 1 06 February 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 06 May 2015 19 August 2015
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 17 March 2014 03 November 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 March 2014 03 November 2014
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RE 1 15 March 2010 30 June 2011
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 RE 4 22 December 2009 15 June 2012