SFC Licences of ZHAO Sheng 趙晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 31 October 2022 | |
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 05 June 2020 | 02 May 2022 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 13 June 2019 | 05 June 2020 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 08 March 2017 | 31 May 2019 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 08 March 2017 | 31 May 2019 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 9 | 07 April 2014 | 31 January 2017 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 4 | 07 April 2014 | 31 January 2017 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 16 December 2009 | 18 March 2014 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 16 December 2009 | 18 March 2014 |