SFC Licences of HO Lai Ming 何勵明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAIIS Limited | RE | 4 | 27 April 2015 | 01 February 2018 |
| CAIIS Limited | RE | 1 | 27 April 2015 | 01 February 2018 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 17 October 2011 | 02 August 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 17 October 2011 | 02 August 2012 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 26 November 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 26 November 2009 | 13 June 2011 |