SFC Licences of LUK Tsun Kiu, Julian 陸峻翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 13 December 2018 | 11 October 2019 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 13 December 2018 | 11 October 2019 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 12 March 2015 | 30 November 2018 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 15 October 2014 | 30 November 2018 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 15 October 2014 | 30 November 2018 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 15 October 2014 | 30 November 2018 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 February 2010 | 20 January 2012 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 November 2009 | 20 January 2012 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 27 November 2009 | 20 January 2012 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 27 November 2009 | 20 January 2012 |