SFC Licences of KWONG Kwok Shing 鄺國成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 4 11 October 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 11 October 2023
Wealth Link Securities Limited 富滙證券有限公司 RE 1 25 April 2023 29 September 2023
Wealth Link Securities Limited 富滙證券有限公司 RO 1 03 March 2023 25 April 2023
Wealth Link Securities Limited 富滙證券有限公司 RE 4 27 January 2023 29 September 2023
Wealth Link Securities Limited 富滙證券有限公司 RE 1 20 December 2022 03 March 2023
GEO Securities Limited 智易東方證券有限公司 RE 1 27 May 2022 16 December 2022
CVP Securities Limited 星火證券有限公司 RE 1 25 April 2022 21 May 2022
CVP Securities Limited 星火證券有限公司 RO 2 21 December 2021 21 May 2022
CVP Securities Limited 星火證券有限公司 RO 1 08 October 2020 25 April 2022
CVP Asset Management Limited RE 9 05 August 2019 18 April 2020
CVP Asset Management Limited RE 4 05 August 2019 18 April 2020
CVP Securities Limited 星火證券有限公司 RE 2 31 March 2017 21 December 2021
CVP Securities Limited 星火證券有限公司 RE 1 31 March 2017 08 October 2020
CLC Futures Limited 創僑期貨有限公司 RE 2 11 April 2016 20 March 2017
CLC Securities Limited 創僑證券有限公司 RE 1 11 April 2016 20 March 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 September 2014 28 March 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 August 2014 28 March 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 08 July 2014 18 July 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 February 2012 31 May 2014
Hung Sing Securities Limited 鴻昇證券有限公司 RE 1 27 November 2009 31 January 2012