SFC Licences of HOLMES Charles Broadfoot
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 6 | 11 May 2012 | 15 March 2015 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 12 February 2010 | 15 March 2015 |