SFC Licences of CHAN Kin Man 陳健敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carret Private Capital Limited RE 9 06 July 2018 30 November 2020
Carret Private Capital Limited RE 4 06 July 2018 30 November 2020
Carret Private Capital Limited RE 1 06 July 2018 30 November 2020
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 9 19 September 2017 30 April 2018
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 4 19 September 2017 30 April 2018
Harmony Advisors Limited 喜望利顧問有限公司 RE 1 04 November 2015 12 June 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 24 April 2012 03 June 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 December 2009 03 June 2015