SFC Licences of CHAN Kin Man 陳健敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carret Private Capital Limited | RE | 9 | 06 July 2018 | 30 November 2020 |
Carret Private Capital Limited | RE | 4 | 06 July 2018 | 30 November 2020 |
Carret Private Capital Limited | RE | 1 | 06 July 2018 | 30 November 2020 |
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 9 | 19 September 2017 | 30 April 2018 |
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 4 | 19 September 2017 | 30 April 2018 |
Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 04 November 2015 | 12 June 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 April 2012 | 03 June 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 December 2009 | 03 June 2015 |