SFC Licences of HUEN Tak Pan, Philip 禤德斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 14 April 2014 08 March 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 14 April 2014 08 March 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 18 June 2012 28 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 28 March 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 02 December 2009 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 02 December 2009 01 August 2013