SFC Licences of KWOK Chau Mo 郭周武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 10 April 2012 | 23 May 2017 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 10 April 2012 | 23 May 2017 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 5 | 10 April 2012 | 31 October 2014 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 5 | 05 January 2010 | 27 January 2012 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 05 January 2010 | 27 January 2012 |