SFC Licences of LAM Wai Sing John 林偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 | RE | 9 | 16 October 2023 | |
| Grand China Securities Limited 華業證券有限公司 | RE | 4 | 16 October 2023 | |
| Grand China Securities Limited 華業證券有限公司 | RE | 1 | 16 October 2023 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 20 December 2012 | 08 April 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 20 December 2012 | 08 April 2013 |