SFC Licences of CHAN Yin Kiu, Louis 陳彥喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 31 January 2024 | |
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 31 January 2024 | |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 23 January 2024 | 31 January 2024 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 23 January 2024 | 31 January 2024 |
SynerWealth Financial Limited 匯心金融有限公司 | RO | 4 | 05 August 2020 | 31 October 2023 |
SynerWealth Financial Limited 匯心金融有限公司 | RO | 1 | 30 June 2016 | 31 October 2023 |
SynerWealth Financial Limited 匯心金融有限公司 | RE | 1 | 13 January 2010 | 30 June 2016 |