SFC Licences of FUNG Man Tak 馮文德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 24 November 2022 | 06 December 2022 |
Rich Pleasure Securities Limited 富欣證券有限公司 | RE | 1 | 21 April 2011 | 31 December 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 April 2010 | 09 April 2011 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 19 March 2010 | 09 April 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 December 2009 | 09 April 2011 |