SFC Licences of LI Sze Wai, Nicholas 李思維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 23 December 2009 | 15 January 2010 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 23 December 2009 | 15 January 2010 |