SFC Licences of YIM Kam Ting 嚴錦婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RO | 3 | 07 August 2018 | 24 September 2021 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 1 | 07 August 2018 | 24 September 2021 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RO | 2 | 07 August 2018 | 24 September 2021 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 19 March 2018 | 24 September 2021 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 19 March 2018 | 07 August 2018 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 19 March 2018 | 07 August 2018 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 19 March 2018 | 07 August 2018 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 20 January 2012 | 28 March 2015 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 06 May 2011 | 28 March 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 15 June 2010 | 28 March 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 31 December 2009 | 28 March 2015 |