SFC Licences of DESAI Keemesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 26 September 2016 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 04 August 2014 | 08 August 2016 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 04 August 2014 | 08 August 2016 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 05 January 2010 | 01 June 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 05 January 2010 | 01 June 2014 |