SFC licenceholder AUL971 YAN Sin Hang 殷善衡

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [6] (Advising on Corporate Finance) 26 February 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 09 August 2016
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 09 August 2016 26 February 2019
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE [1] (Dealing in Securities) 04 June 2013 11 January 2014
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE [6] (Advising on Corporate Finance) 04 June 2013 11 January 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 07 April 2011 24 May 2013
Kingsway Capital Limited 滙富融資有限公司 RE [6] (Advising on Corporate Finance) 18 January 2010 16 February 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE [6] (Advising on Corporate Finance) 18 January 2010 16 February 2011