SFC Licences of ALLARD JR Charles John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vertica Capital Limited | RO | 9 | 10 April 2018 | 18 October 2022 |
Winton Capital Asia Limited 元盛資產管理有限公司 | RO | 9 | 10 January 2011 | 02 April 2014 |
Winton Capital Asia Limited 元盛資產管理有限公司 | RE | 9 | 02 March 2010 | 10 January 2011 |