SFC Licences of ALLARD JR Charles John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vertica Capital Limited RO 9 10 April 2018 18 October 2022
Winton Capital Asia Limited 元盛資產管理有限公司 RO 9 10 January 2011 02 April 2014
Winton Capital Asia Limited 元盛資產管理有限公司 RE 9 02 March 2010 10 January 2011