SFC Licences of LIM Kian Lee Bernard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 RE 1 14 October 2015 30 June 2017
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 1 11 January 2010 20 March 2010
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 11 January 2010 20 March 2010
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 11 January 2010 20 March 2010